Financial services law
tarafından
 
Blair, Michael C., editor of consultant.

Başlık
Financial services law

Yazar
Blair, Michael C., editor of consultant.

ISBN
9780199685592

Basım Bilgisi
Third edition.

Fiziksel Tanımlama
xcvii, 951 pages ; 26 cm.

İçerik
UK financial services reform / George Walker -- Statutory framework for UK financial services regulation / Paul Kennedy -- European financial services / Jane Welch and Peter Parker -- International agreements and supranational bodies / Deborah Sabalot -- The PRA and FCA and the handbooks of rules and guidance / Robert Purves -- Regulatory processes : authorisation, supervison, and enforcement / Simon Gleeson -- Financial redress : complaints, disputes, and compensation / Alex Kuczynski and James Darbyshire -- Listing and public offers / Julia Machin, Clifford Chance -- Market abuse / Jonathan Melrose -- Insider dealing and misleading statements and impressions / Jonathan Melrose and Richard Sims -- Money laudering and financial crime / Jonathan Herbst and Peter Snowdon -- Regulation and financial disputes in the civil courts / Richard Everett -- Banks and banking / George Walker -- Insurance regulation / Laura Hodgson, Noleen John, and Maria Ross -- Wholesale investment firms / Etay Katz -- Retail investment firms / Gerard McMeel -- Home Finance transactions / Robert Purves -- Collective investment schemes / Eva Lomnicka -- Islamic financial services / Andrew Henderson.

Özet
Présentation de l'éditeur : "This new edition explains all of the substantial institutional and structural changes made under the Financial Services Act 2013 and parallel changes at European and global levels. This includes the abolition of the Financial Services Authority (FSA) and its replacement with a separate Prudential Regulatory Authority (PRA) and Financial Conduct Authority (FCA), and with a new Financial Policy Committee (FPC) established within the Bank of England to manage the new 'macro-prudential' policy regime in the UK. The new edition also considers regulatory developments at regional and international level including changes to the Prospectus and Market Abuse Directives and the proposed changes to Markets in Financial Instruments Directive (MiFID) and the introduction of the Markets in Financial Instruments Regulation (MiFIR). In addition the third edition also includes a new chapter on regulation and financial disputes in the civil courts. The chapter considers the protection offered consumers under The Financial Services and Markets Act 2000 ("FSMA"). This includes dispute resolution through the Financial Ombudsman Scheme or the Financial Services Compensation Scheme, and, in the context of an authorised firm, a statutory right to claim for breach of rules made by the regulatory authorities and for acting beyond the scope of authorisation under the Act. This new edition provides very timely analysis of the recent changes in regulatory structure and substance providing valuable insights into the way in which the regulation and rules have and will be interpreted by the various new authorities. It is a must-have reference source for all lawyers working in financial services.

Konu Başlığı
Financial services industry -- Law and legislation -- Great Britain.
 
Finansal hizmetler endüstrisi -- Hukuk ve mevzuat -- Büyük Britanya.
 
Banking law -- Great Britain.
 
Banka hukuku -- Büyük Britanya.

Yazar Ek Girişi
Blair, Michael C.,
 
Walker, George Alexander,
 
Purves, Robert L.,


LibraryMateryal TürüDemirbaşYer NumarasıDurumu / Lokasyon / İade Tarihi
Ekonomi KütüphanesiKitapEKOBKN0000933346.41082 FIN 2014Merkez Kütüphane Genel Koleksiyon