!(İNDEKİLER YAZARIN ÖNSÖZÜ KISALTMALAR LİSTESi 5 6 ALIM SATIMA ARACILIK (INTERMEDIATION in SECONDARY MARKETS) ARACI KURULU$ (INTERMEDIARY) 13 13 ARACI KURUM (BROKERAGE HOUSE, INVESTMENT HOUSE, BROKER-DEALER) 14 ARACILIK FAALiYETLERi (INTERMEDIATION ACTIVITIES) 15 ARACILIK HİZMETLERİ (INTERMEDIATION SERVICES) 15 BAGIMSIZ DENETİM, BAGIMSIZ DENETLEME (AUDITING, AUDIT, FINANCIAL AUDIT, AUDIT OF FINANCIAL STATEMENTS) 17 BiLGi SUİSTİMALi (INSIDER TRADING) 19 BİREYSEL YATIRIMCI (RETAIL INVESTOR, INDIVIDUAL INVESTOR) 20 BORÇLANMA ARA(LARI, BORÇLANMA SENETLERİ (DEBT INSTRUMENTS, DEBT SECURITIES) BORSA (EXCHANGE) BORSA ISTANBUL, BIST (BORSA ISTANBUL) DERECELENDİRME (RATING) ESAS SERMAYE SiSTEMİ, ESS(PAID-UP CAPITAL SYSTEM) FiNANSAL (MALİ) TABLOLAR (FINANCIAL STATEMENTS) FİNANSAL PiYASA (FINANCIAL MARKET) FiNANSAL VARLIK (FINANCIAL ASSET) FON (FUND) FON PAYl, FON KATILMA PAYI (UNIT, FUND SHARE) "FOREX" (FOREX MARKET, FOREIGN EXCHANGE MARKET) HALKA ACIK SAYILAN $İRKET 21 22 24 25 27 28 28 28 29 29 29 7 (DEEMED PUBLICLY HELD COMPANY. DEEMED PUBLIC COMPANY) HALKA ACIK SIRKET. HALKA A(IK ANONİM ORTAKLIK, HALKA A(IK ORTAKLIK (PUBLICLY HELD COMPANY, PUBLICLY HELD CORPORATION, PUBLIC COMPANY) HALKA A(ILMA, HALKA A(ILMAK (INITIAL PUBLIC OFFERING, IPO) HALKA ARZ (PUBLIC OFFERING) HiSSE SENEDi PİYASASI, HİSSE PİYASASI (STOCK MARKET. EQUITY MARKED ICERDEN ÖGRENENLERIN TİCARETi (INSIDER TRADING) İHRAC (ISSUE) IHRAC BELGESi (OFFERING MEMORANDUM, OFFERING DOCUMENT. CERTIFICATE OF ISSUE) İHRA(CI (ISSUER) İNAN(LI MÜLKİYET (FIDUCIARY OWNERSHIP) İSLEM ARACILIGI (INTERMEDIATION FOR EXECUTION OF ORDERS) İSLEM ARACISI (BROKER-DEALER, WHITE LABEL) IZAHNAME (PROSPECTUS) IZAHNAMENIN ONAYLANMASI (APPROVAL of PROSPECTUS) KALDIRA(LI ISLEM (LEVERAGED TRADING, LEVERAGED TRANSACTION) KAMUYU AYDINLATMA, KAMUNUN AYDINLATILMASI (PUBLIC DISCLOSURE) KAMUYU AYDINLATMA PLATFORMU, KAP (PUBLIC DISCLOSURE PLATFORM) KAR PAYI (DIVIDEND) KATILMA PAYI (UNIT. FUND SHARE) KAYITLI SERMAYE SİSTEMİ, KSS (REGISTERED CAPITAL SYSTEM, AUTHORIZED CAPITAL SYSTEM) 48 KİRA SERTİFİKASI (SUKUK) 49 30 31 32 33 34 36 36 37 37 38 39 39 40 42 44 44 46 46 47 KOLEKTiF YATIRIM KURULUSU (COLLECTIVE INVESTMENT INSTITUTIONS) 51 KURUMSAL YATIRIMCI (INSTITUTIONAL INVESTOR) 51 KURUMSAL YÖNETİM (CORPORATE GOVERNANCE) 52 MALI PiYASALAR (FINANCIAL MARKETS) 54 8 MALİ TABLOLAR, FİNANSAL TABLOLAR (FINANCIAL STATEMENTS) MANiPÜLASYON (MANIPULATION) MENKUL KIYMET, MENKUL KIYMETLER (SECURITIES): 54 55 55 MERKEZİ KAYIT KURULUSU, MKK (CENTRAL SECURITIES DEPOSITORY OF TURKEY, CENTRAL REGISTRY AGENCY OF TURKEY) 57 ORTAKLIK, SIRKET (COMPANY, PUBLICLY TRADED COMPANY) 58 ÖZEL DURUM A(IKLAMASI (DISCLOSURE STATEMENT of EVENTS) ÖZKAYNAK (EQUITY, EQUITY CAPITAL, SHAREHOLDERS' CAPITAL, SHAREHOLDERS' EQUITY. STOCKHOLDERS' EQUITY) ÖZSERMAYE (EQUITY, EQUITY CAPITAL, SHAREHOLDERS' CAPITAL, SHAREHOLDERS' EQUITY, STOCKHOLDERS' EQUITY) 60 PAY (SHARE) 61 59 59 PAY SAHİBi (SHAREHOLDER, STOCKHOLDER) 62 PAY SENEDi (STOCK CERTIFICATE, SHARE CERTIFICATE) 62 PAZAR (MARKET, MARKETPLACE) 62 PiYASA (MARKET, MARKETPLACE) 62 PiYASA BOZUCU EYLEM (MARKET ABUSE) 63 PİYASA DOLANDIRICILIGI (MARKET MANIPULATION) 64 PiYASA İSLETİCISİ (MARKET OPERATOR) 65 PİYASA YAPICI (MARKET MAKER, PRIMARY DEALER) 66 PORTFÖY (PORTFOLIO, INVESTMENT PORTFOLIO) 67 PORTFÖY ARACILIGI (DEALING ON OWN ACCOUNT) 68 PORTFÖY YÖNETİCİSİ (PORTFOLIO MANAGER) 69 PORTFÖY YÖNETİM SİRKETİ (PORTFOLIO MANAGEMENT COMPANY) 69 PORTFÖY YÖNETİMİ, PORTFÖY YÖNETİCILIGI (PORTFOLIO MANAGEMENT) 70 SERMAYE (CAPITAL) 73 SERMAYE PİYASASI (CAPITAL MARKET) 75 SERMAYE PİYASASI ARA(LARI (CAPITAL MARKET INSTRUMENTS) 76 SERMAYE PİYASASI FAALİYETi (CAPITAL MARKET ACTIVITY) 79 9 SERMAYE PİYASASI KANUNU, SPKn, YSPKn (CAPITAL MARKET LAW, CML) 81 SERMAYE PIYASASI KURULU, SPK, SPKr, (CAPITAL MARKETS BOARD OF TURKEY, CMB) 82 SERMAYE PIYASASI KURUMU (CAPITAL MARKET INSTITUTION) 82 SERMAYE PIYASASI SUCLARI (CAPITAL MARKET CRIMES) 83 SiRKÜLER (CIRCULAR, OFFERING CIRCULAR) 84 SPEKÜLASYON (SPECULATION) 84 SEMSIYE FON (UMBRELLA FUND) 85 TAHSiSLi SATIS (PRIVATE PLACEMENT, ALLOTMENT SALE, DIRECT PLACEMEND 86 TAHVİL (BOND, NOTE) 86 TAKAS (SETTLEMENT) 88 TAKASBANK, İSTANBUL TAKAS ve SAKLAMA BANKASI AS (ISTANBUL SETTLEMENT and CUSTODY BANK INC) 89 TEKNİK ANALiZ (TECHNICAL ANALYSIS) 90 TEMEL ANALiZ (FUNDAMENTAL ANALYSIS) 91 TEMETTÜ (DIVIDEND) 92 TESKILATLANMIS PİYASA, TESKİLATLANMIS PAZAR (ORGANIZED MARKET) 92 TEZGAHÜSTÜ PiYASA (OVER THE COUNTER MARKET-OTC) 93 TÜREV ARACLAR (DERIVATIVES) 93 ULUSAL PAZAR (BIST NATIONAL MARKET) 96 ULUSAL 100 ENDEKSİ (BIST NATIONAL 100 INDEX) 96 USULSÜZ HALKA ARZ (iLLEGAL PUBLIC OFFER) 96 ÜRÜN İHTİSAS BORSASI (COMMODITY EXCHANGE) 97 VARLIGA DAYALI MENKUL KIYMETLER, VDMK (ASSET BACKED SECURITIES) 98 YAN HİZMETLER (ANCILLARY SERVICES) 99 YATIRIM (INVESTMENT) 100 YATIRIM ARACI (INVESTMENT VEHICLE, INSTRUMENT) 101 YATIRIM DANISMANLIGI (INVESTMENT ADVISORY SERViCE) 102 YATIRIM FAALİYETLERİ (INVESTMENT ACTIVITIES, INVESTMENT SERVICES) 102 10 YATIRIM FONU (MUTUAL FUND) 103 YATIRIM HİZMETLERİ (INVESTMENT SERVICES) 106 YATIRIM KURULUSU (INVESTMENT INSTITUTION) • 106 YATIRIM ORTAKLIGI (INVESTMENT COMPANY, INVESTMENT TRUST) 107 YATIRIMCI (INVESTOR) 108 YATIRIMCI TAZMİN MERKEZi, YTM (INVESTOR COMPENSATION CENTER of TURKEY) 109 KAYNAKÇA 110 11